NYSE Equities

CETERA ADVISORS LLC

Top Venues Percentage of Non-Directed Orders Data as of 12/30/16
  Venue Total Total Market Orders Total Limit Orders Total Other Orders
1. BNY MELLON CAPITAL MARKETS, LLC 77.2 %   77.9 %   72.1 %   74.8 %  
2. KCG AMERICAS LLC 6.8 %   6.4 %   9.1 %   9.1 %  
3. UBS SECURITIES 5.9 %   5.6 %   8.7 %   5.6 %  
4. CITADEL DERIVATIVES GROUP 5.9 %   5.9 %   6.2 %   6.2 %  
 
  Summary Statistics 100.0 %   85.9 %   9.8 %   4.3 %  

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