NYSE Equities

CETERA FINANCIAL SPECIALISTS LLC

Top Venues Percentage of Non-Directed Orders Data as of 12/30/16
  Venue Total Total Market Orders Total Limit Orders Total Other Orders
1. BNY MELLON CAPITAL MARKETS, LLC 79.8 %   81.9 %   66.3 %   81.1 %  
2. KCG AMERICAS LLC 5.7 %   5.4 %   7.5 %   5.4 %  
3. UBS SECURITIES 5.3 %   4.5 %   10.1 %   0.0 %  
4. CITADEL DERIVATIVES GROUP 5.1 %   4.4 %   9.0 %   2.7 %  
 
  Summary Statistics 100.0 %   85.4 %   13.9 %   0.7 %  

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